SR Letters
External LinkSR 09-4
Applying Supervisory Guidance and Regulations on the Payment of Dividends, Stock Redemptions, and Stock Repurchases at Bank Holding Companies
External LinkSR 08-9
Consolidated Supervision of Bank Holding Companies and the Combined U.S. Operations of Foreign Banking Organizations
External LinkSR 06-04
Interagency Advisory on the Unsafe and Unsound Use of Limitation of Liability Provisions in External Audit Engagement Letters
External LinkSR 04-19
Interagency Statement on the Purchase and Risk Management of Life Insurance
External LinkSR 04-18
Bank Holding Company Rating System
External LinkSR 04-04
Accounting for deferred compensation agreements
External LinkSR 03-22
Framework for Assessing Consumer Compliance Risk at Bank Holding Companies
External LinkSR 03-19
Guidance on Change in Bank Control Procedures
External LinkSR 03-13
Instructions for Reporting Trust Preferred Securities on Schedule HC-R of the FR Y-9C
External LinkSR 03-05
Amended Interagency Guidance on the Internal Audit Function and its Outsourcing
External LinkSR 03-02
Adoption of Regulation W Implementing Sections 23A and 23B of the Federal Reserve Act
External LinkSR 02-24
Suspicious Activity Report Filing Requirements for Nonbank Subsidiaries of Bank Holding Companies and State Member Banks
External LinkSR 02-20
The Sarbanes-Oxley Act of 2002
External LinkSR 02-01 (SUP)
Revisions to Bank Holding Company Supervision Procedures for Organizations with Total Consolidated Assets of $5 Billion or Less
External LinkSR 00-17 (SPE)
Guidance on the Risk Management of Outsourced Technology Services
External LinkSR 00-13 (SUP)
Framework for Financial Holding Company Supervision
External LinkSR 00-9 (SPE)
Supervisory Guidance on Equity Investment and Merchant Banking Activities
External LinkSR 99-18 (SUP)
Assessing Capital Adequacy in Relation to Risk at Large Banking Organizations and Others with Complex Risk Profiles
External LinkSR 99-15 (SUP)
Risk-Focused Supervision of Large Complex Banking Organizations
External LinkSR 98-38 (SUP)
Interagency Policy Statement on Income Tax Allocation in a Holding Company Structure
External LinkSR 98-9 (SUP)
Assessment of Information Technology in the Risk-Focused Frameworks for the Supervision of Community Banks and Large Complex Banking
External LinkSR 97-25 (SUP)
Risk-Focused Framework for the Supervision of Community Banks
External LinkSR 97-24 (SUP)
Risk-Focused Framework for Supervision of Large Complex Institutions
External LinkSR 97-17 (SUP)
Access to Books and Records of Financial Institutions During Examinations and Inspections
External LinkSR 97-13 (APP)
Streamlined Section 4 Procedures for Well-Capitalized and Well-Managed Banking Organizations
External LinkSR 97-12 (APP)
Streamlined Section 3 Procedures for Well-Capitalized and Well-Managed Banking Organizations
External LinkSR 96-39 (APP)
Joint Venture Proposals Pursuant to Regulation Y:Guidance Regarding Issues, and Criteria for Delegation
External LinkSR 96-28 (SUP)
Subchapter S Election for Federal Income Taxes
External LinkSR 96-21 (SUP)
FDIC Final Rule Regarding "Golden Parachutes" and Indemnification Payments
External LinkSR 96-14 (SUP)
Risk-focused Safety and Soundness Examinations and Inspections
External LinkSR 95-51 (SUP)
Rating the Adequacy of Risk Management Processes and Internal Controls at State Member Banks and Bank Holding Companies
External LinkSR 95-46 (SPE)
Interpretation of Interagency Statement on Retail Sales of Nondeposit Investment Products
External LinkSR 94-34 (FIS)
Examination Procedures for Retail Sales of Nondeposit Investment Products
External LinkSR 94-11 (FIS)
Interagency Statement on Retail Sales of Nondeposit Investment Products
External LinkSR 93-37 (FIS)
Split-Dollar Life Insurance
External LinkSR 93-19 (FIS)
Supplemental Guidance for the Inspection of Nonbank Subsidiaries of Bank Holding Companies
External LinkSR 91-4 (SA)
Guidelines for the Inspection of Investment Adviser Subsidiaries of Bank Holding Companies
External LinkSR 90-31 (FIS)
Bank Holding Company Funding from Sweep Accounts
External LinkSR 90-26 (FIS)
Examination and Inspection Reports
External LinkSR 90-23 (FIS)
Questions and Interpretations Relating to the Implementation of the Risk-Based Capital Framework
External LinkSR 90-20 (FIS)
Bank Holding Company Funding and Liquidity
External LinkSR 90-19 (FIS)
Sale of Uninsured Debt Obligations and Securities Issued by Bank Holding Companies, Nonbank Affiliates, or State Member Banks on Retail Banking Premises