SR Letters
External LinkSR 09-4
Applying Supervisory Guidance and Regulations on the Payment of Dividends, Stock Redemptions, and Stock Repurchases at Bank Holding Companies
External LinkSR 08-9
Consolidated Supervision of Bank Holding Companies and the Combined U.S. Operations of Foreign Banking Organizations
External LinkSR 06-04
Interagency Advisory on the Unsafe and Unsound Use of Limitation of Liability Provisions in External Audit Engagement Letters
External LinkSR 04-19
Interagency Statement on the Purchase and Risk Management of Life Insurance
External LinkSR 04-18
Bank Holding Company Rating System
External LinkSR 04-04
Accounting for deferred compensation agreements
External LinkSR 03-22
Framework for Assessing Consumer Compliance Risk at Bank Holding Companies
External LinkSR 03-19
Guidance on Change in Bank Control Procedures
External LinkSR 03-13
Instructions for Reporting Trust Preferred Securities on Schedule HC-R of the FR Y-9C
External LinkSR 03-05
Amended Interagency Guidance on the Internal Audit Function and its Outsourcing
External LinkSR 03-02
Adoption of Regulation W Implementing Sections 23A and 23B of the Federal Reserve Act
External LinkSR 02-24
Suspicious Activity Report Filing Requirements for Nonbank Subsidiaries of Bank Holding Companies and State Member Banks
External LinkSR 02-20
The Sarbanes-Oxley Act of 2002
External LinkSR 02-01 (SUP)
Revisions to Bank Holding Company Supervision Procedures for Organizations with Total Consolidated Assets of $5 Billion or Less
External LinkSR 00-17 (SPE)
Guidance on the Risk Management of Outsourced Technology Services
External LinkSR 00-13 (SUP)
Framework for Financial Holding Company Supervision
External LinkSR 00-9 (SPE)
Supervisory Guidance on Equity Investment and Merchant Banking Activities
External LinkSR 99-18 (SUP)
Assessing Capital Adequacy in Relation to Risk at Large Banking Organizations and Others with Complex Risk Profiles
External LinkSR 99-15 (SUP)
Risk-Focused Supervision of Large Complex Banking Organizations
External LinkSR 98-38 (SUP)
Interagency Policy Statement on Income Tax Allocation in a Holding Company Structure
External LinkSR 98-9 (SUP)
Assessment of Information Technology in the Risk-Focused Frameworks for the Supervision of Community Banks and Large Complex Banking
External LinkSR 97-25 (SUP)
Risk-Focused Framework for the Supervision of Community Banks
External LinkSR 97-24 (SUP)
Risk-Focused Framework for Supervision of Large Complex Institutions
External LinkSR 97-17 (SUP)
Access to Books and Records of Financial Institutions During Examinations and Inspections
External LinkSR 97-13 (APP)
Streamlined Section 4 Procedures for Well-Capitalized and Well-Managed Banking Organizations
External LinkSR 97-12 (APP)
Streamlined Section 3 Procedures for Well-Capitalized and Well-Managed Banking Organizations
External LinkSR 96-39 (APP)
Joint Venture Proposals Pursuant to Regulation Y:Guidance Regarding Issues, and Criteria for Delegation
External LinkSR 96-28 (SUP)
Subchapter S Election for Federal Income Taxes
External LinkSR 96-21 (SUP)
FDIC Final Rule Regarding "Golden Parachutes" and Indemnification Payments
External LinkSR 96-14 (SUP)
Risk-focused Safety and Soundness Examinations and Inspections
External LinkSR 95-51 (SUP)
Rating the Adequacy of Risk Management Processes and Internal Controls at State Member Banks and Bank Holding Companies
External LinkSR 95-46 (SPE)
Interpretation of Interagency Statement on Retail Sales of Nondeposit Investment Products
External LinkSR 94-34 (FIS)
Examination Procedures for Retail Sales of Nondeposit Investment Products
External LinkSR 94-11 (FIS)
Interagency Statement on Retail Sales of Nondeposit Investment Products
External LinkSR 93-37 (FIS)
Split-Dollar Life Insurance
External LinkSR 93-19 (FIS)
Supplemental Guidance for the Inspection of Nonbank Subsidiaries of Bank Holding Companies
External LinkSR 91-4 (SA)
Guidelines for the Inspection of Investment Adviser Subsidiaries of Bank Holding Companies
External LinkSR 90-31 (FIS)
Bank Holding Company Funding from Sweep Accounts
External LinkSR 90-26 (FIS)
Examination and Inspection Reports
External LinkSR 90-23 (FIS)
Questions and Interpretations Relating to the Implementation of the Risk-Based Capital Framework
External LinkSR 90-20 (FIS)
Bank Holding Company Funding and Liquidity
External LinkSR 90-19 (FIS)
Sale of Uninsured Debt Obligations and Securities Issued by Bank Holding Companies, Nonbank Affiliates, or State Member Banks on Retail Banking Premises
The views expressed are those of the authors and do not necessarily reflect the positions of the Federal Reserve Bank of Kansas City or the Federal Reserve System.