| Board and Management Senior Oversight
|| Evaluates the adequacy and effectiveness of board and senior management's understanding and management of risk inherent in the organization's activities, as well as general capabilities of management.
| Policies, Procedures and Limits
|| Evaluates the adequacy of policies, procedures and limits given risks inherent in the organization and its goals and objectives.
| Risk Monitoring and Management Information Systems
|| Assesses the adequacy of risk measurement and monitoring and the adequacy of management reports and information systems.
| Internal Controls
|| Evaluates the adequacy of internal controls and audit procedures, accuracy of financial reporting and disclosure, and the independence of control areas from business lines.