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Compliance Supervisory Perspectives Seminar Series

About This Event

The Federal Reserve Bank of Kansas City is hosting a Compliance Supervisory Perspectives Seminar. The seminar will be conducted in September and October at our offices in Denver, Co., Kansas City, Mo., Oklahoma City, Ok., and Omaha, Neb.

This one day training event will include:

  • An update on recent regulatory changes, anticipated final rules, and pending proposals;
  • A discussion of common examination issues and current hot topics; and
  • An opportunity to attend up to three, one-hour breakout sessions covering topics such as: 
    • mortgage loan underwriting and pricing (including the new ability-to-repay, HOEPA, and appraisal rules);
    • mortgage loan servicing and administration (including the new mortgage servicing, escrow account, and loan originator compensation rules); and
    • the use of technology in product advertisement and delivery (including the E-Sign Act, recent guidance related to social media, and compliance issues surrounding mobile payments)

Audience

Who should attend?
This seminar is suitable for compliance officers and staff of state member banks.

Event Details

Date Time Location
Oct. 3, 2013 9 a.m. - 3 p.m. Denver, Co.

Compliance Supervisory Perspectives

9 a.m. - 3 p.m.
This presentation will provide an overview and timeline of recent regulatory changes, anticipated final rules, and pending proposals.
This discussion will include a summary of 10th District Consumer Affairs examination issues noted over the recent 12 month period and also cover current hot topics affecting the world of regulatory compliance, fair lending, and CRA.

This session will focus on the use of technology in product advertisement and delivery, including compliance issues and concerns involving websites, social media sites, the E-Sign Act, and mobile payments. 

Handouts:
Electronic Records and Signatures

In this session, examiners will discuss regulatory compliance issues related to the underwriting and pricing of residential mortgage loans, including the new ability to repay, HOEPA, and appraisal rules.

Handouts:
Ability-to-Repay Underwriting Factors
Types of Qualified Mortgages
Types of Legal Protection
Qualified Mortgages - Points and Fees Tiers
HOEPA Coverage Tests
Overview of HOEPA Requirements
Covered/Non-Covered Valuations

In this session, examiners will discuss regulatory compliance issues related to the servicing and administration of residential mortgage loans, including the new mortgage servicing, escrow account, and loan originator compensation rules.

Registration

Invitations for the Compliance Supervisory Perspectives Seminar will be emailed in August. The seminar is free to attend.



Registration deadline: Sep. 13, 2013

Contact Information

Lisa Aquino
(816) 881-2491
lisa.aquino@kc.frb.org

CPE Credits

By attending this seminar, you can earn 5.0 Continuing Professional Education (CPE) credits.

Field of Study: Specialized Knowledge and Applications
Program Level: Basic and Overview
Delivery Method: Group Live

Learning Objectives:

  • Provide useful information and training resources to assist compliance officers and staff of state member banks in carrying out their consumer compliance responsibilities.
  • Share our supervisory perspective on recent regulatory changes, policy, and emerging issues.

For more information regarding CPE administrative policies, such as complaints and program cancellations, contact Lisa Aquino at (800) 333-1010, ext. 881-2491.

The Federal Reserve Bank of Kansas City, Division of Supervision and Risk Management is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.  State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org

 
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